Mandates & Engagements

Brokerage Mandate Agreement

Appoints the desk on a buy-side or sell-side basis to introduce a counterparty and intermediate a transaction, with a success fee on the tiered Lehman 5-4-3-2-1 scale, exclusivity, a tail period and standard protections.

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Document details

Broker / desk — full legal name*

Broker / desk — address*

Client / principal — full legal name*

Client / principal — address*

Mandate side*

Asset / mandate description*

Exclusivity*

Exclusivity / mandate period (months)*

How long the mandate runs before it may be terminated for convenience.

Fee currency*

Retainer / work fee (optional)

Minimum success fee (optional)

A floor applied if the Lehman calculation comes out lower.

Tail / trailing-fee period (months)*

Fee still earned if an introduced counterparty completes after termination.

Effective date*

Governing law*

The jurisdiction whose law governs this document.

Courts / jurisdiction*

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